What *about* those Caldecott criteria?

Last week, Robin reminded us how crucial it is to keep the Caldecott criteria in mind as we examine this year's picture books. We all know that the Caldecott rules and criteria are paramount and inviolable, and for decades committees have obsessively wrestled with the meanings and nuances of "excellence of execution in the artistic technique employed"; "excellence of pictorial interpretation of story, theme, or concept"; "appropriateness of style of illustration to the story, theme or concept"; etc.

Aside from a few amendments to the rules added in later years, the Caldecott rules and criteria were written in 1937 (or earlier — sometime before the first Medal was awarded in 1938. I'm sure KT Horning could give us the exact date). That's almost EIGHTY years ago. Wow.

To my mind, the Caldecott criteria are open-ended enough and yet specific enough to allow committees to home in on excellence and also permit some more envelope-stretching interpretation (The Invention of Hugo Cabret, anyone?). And it's a testament to their timelessness that much of the criteria and rules have been picked up when newer awards have been established, such as the Sibert and the Geisel.

And yet…. the world has changed a lot in eighty years; the way books are published has changed; the format they are published in is changing; who is creating books is changing. Do the criteria still work? Are there some parts of the criteria that do not feel particularly timeless? i.e., that feel outdated in today's world? Is there enough room in the Caldecott criteria to accommodate graphic novels, for instance?

One of the criteria that to me feels like it raises some questions is the "appropriateness of style of illustration to the story, theme or concept" one. In theory, it is valuable, and I particularly appreciate that it encourages the committee to look at the picture book as a whole (as opposed to just the illustrations). But what about the cases where the style of illustrations might be outside the mainstream culture, and the majority of the committee may have little or no knowledge of that culture? What happens then? And is it the criterion that needs to be addressed, or the makeup of the committees?

Sorry: lots of questions; not many answers. Those of you who have served on the Caldecott committee — did you find the criteria limiting, or freeing, or challenging, or all of the above? Everyone — are the criteria still allowing the "most distinguished American picture books for children" to be chosen each year?
Martha V. Parravano

Martha V. Parravano is a contributing editor to The Horn Book, Inc.

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leda

I was fortunate enough to be on the Caldecott committee in a different century. But every year since then, I make my plea, and not just because I'm a writer: if the picture book is a dance between art and text (I'm going to ignore wordless books for the moment, even though they keep winning), why is the most prestigious award for the picture book not for the whole book? Whole book, please. Even author/illustrators frequently say they begin with the words. Can of worms? Great questions here, and I will read all the posts right now.

Posted : Sep 30, 2014 05:10

Robin Smith

Whole book, indeed! I agree, Leda. It's one of the wonderful things about Geisel. Sibert (I think), and Boston Globe Horn Book Award is that the whole book is honored. Gotta remember to write about this some year, Thanks!

Posted : Sep 30, 2014 05:10


Elisa Gall

If I am solely defining comics as sequential art, then yes-lots of (if not most) picture books would be comics. However, there are elements and norms of comic art (panels, word balloons, captions, etc.) that move pieces into terrain that the general community will clearly accept as comics (at least with longer books). Because these norms don't appear with every PB (long or short), I don't think all PBs are comics. Still, I see all comics as a type of PB. (And yes, I am using the Caldecott criteria here as our definition of what a PB is. That is why I haven't yet mentioned author intent or publisher marketing. Neither of these are part of the criteria but impact how things get defined nowadays.) If we took a multi-paneled page of MR. WUFFLES! and compared it to a multi-paneled page of TIPPY AND THE NIGHT PARADE (sold as a comic), those 2 pages would have more in common than MR. WUFFLES! and BAD BYE, GOOD BYE. I understand that these comparisons get pretty subjective (this is a comment post after all) :), but my larger point is that if we define a picture book as "one that essentially provides the child with a visual experience," then we can't exclude certain types of essentially visual experiences (including comics).

Posted : Sep 30, 2014 11:21

Bradin

Okay, this is devil's advocate stuff, but couldn't we consider each page in a picturebook to be just a big panel? Would that then make them comics? And I'm sure there exists a comic that has zero word balloons or even captions. Would that make it not a comic? It seems to me the norms you describe could also apply to picturebooks, so I'm still not convinced all picturebooks are not comics. Maybe if you gave me a specific example of a picturebook that in no way could be considered a comic. To your last point, I guess I don't see why we should ignore the "elements and norms" of picturebook art, and instead lift one sentence out of an award's criteria to define an artform. If we stick with just that sentence, what's stopping us from including works of prose under it as well? After all, letters are merely tiny black squiggly shapes lined up next to each other and, technically, a child has an "essentially visual experience" when they look at them in a book. It may be a poor one compared to looking at illustrations, but if our goal is to be inclusive, let's be as inclusive as possible from the get-go. My point is that we all have an idea of what a picturebook is, thanks to a long history of talented authors and artists who have worked within unique constraints to that artform. I don’t see any good reason to ignore this, just because some fuzzy language in the Caldecott criteria allows us to do so. I get the desire to be inclusive, but I don't think that's a good enough reason, because, no matter our intentions, if we try to include other artforms under the “picture book umbrella,” we'll end up excluding books that are actually working within the picturebook medium. This is what happened when Hugo won the award and it's why I think that was a mistake (it won't be the first or last time I disagree with the Caldecott committee :)) and it's why I hope a comic book doesn't win in the future. I've been thinking a ton about this lately, and I realize my argument isn't especially solid. I think it could just boil down to Justice Stewart's phrase: "I know it when I see it." I know what a picturebook is when I see it and I know what a comic book is when I see it. But I think that's a better starting point for a Caldecott committee member than some a priori definition of a picture book. So is "I know it when I see it" a strong enough argument? Obviously, I think so, but I'm open to being convinced that it's not.

Posted : Sep 30, 2014 11:21

Elisa Gall

Thanks, Bradin, for sharing your ideas. Last year in one of these comment threads, I had a similar thought (about some PB pages functioning as giant panels, with the page turns acting as gutters). I think it is just a matter of perspective. I’d suggest THE INVENTION OF HUGO CABRET or FIREFLY JULY as examples of PBs which are not essentially comics. A comics to PB analogy for me might be that I consider novels in verse to be poetry books, but not all poetry books to be verse novels. I wanted to share the part of the criteria that reads “the only limitation to graphic form is that the form must be one which may be used in a PB,” but this goes back to Martha’s main question in her post about how people right now feel about the criteria. To me, open-endedness allows for innovation and variety. Your comment about the separate histories is interesting. I’ll gladly admit that I don’t know a whole bunch about PB history, but I do know that some of the “historic” illustrator people (Tove Jansson, Crockett Johnson, Lynd Ward, etc.) were cartoonists and brought their unique skills into their work as illustrators for children. Even with the open-ended criteria, I think it would take a particular committee and a very special book to ever get there, especially if the book was for the older (“through fourteen”) age set. As far as being inclusive from the get-go, nothing would make me happier than seeing an author and illustrator share the award—and maybe the colorist, too. :)

Posted : Sep 30, 2014 11:21


Robin Smith

Bradin, I am ABSOLUTELY no expert on comics, except that I am old enough to have read and collected comics of the Betty and Veronica/Baby Huey/Richie Rich type as a child in the 60s. Elisa might be better equipped to handle this query. I think that picture books without panels, speech bubbles and other graphic elements are not comics. I also see a lot of books that blur the lines between picture books and comics. I think the criteria allow for a comic to win, just like the criteria allowed Hugo Cabret to win. Why do you hope a comic will never win? Are you also opposed to a book with graphic elements winning? (Like MR WUFFLES, INTERRUPTING CHICKEN, IN THE NIGHT KITCHEN) This is a perennial and interesting argument that I get lost in every year. How would you define the difference between a comic vs. a picture book? This might be too big a question for this forum, but I really do struggle with this. Thanks for stopping by. I love seeing a new name.

Posted : Sep 30, 2014 03:56

Bradin

I hope a comic never wins the Caldecott because I believe comics are a different artform from picturebooks. Similarly, I hope The Knick--my favorite tv show at the moment--never wins an Oscar. Television and film share many elements, but I think their differences are sufficient to maintain a distinction between them. I feel the same way about comics and picturebooks, even though I don’t have good, succinct definitions for either. I'm definitely not opposed to a picturebook that borrows graphic elements winning the Caldecott. I think the differences between these artforms would be more obvious if picturebooks weren't called picturebooks but something else. If, from the beginning, they had been called by some unique name, I don't believe we’d be having this discussion right now. People would look at comics and be like, "Oh, those definitely aren't such and such." (Sorry, I'm not clever enough to come up with a good name.) Since that isn't the case, I like to write “picturebooks” as one word. I do the same thing for videogames, which are neither videos nor games but something new and different that's created by the combination of both. It's not ideal, but I think it at least recognizes these artforms are unique. Thanks for the warm welcome. I'm a longtime reader but don't usually comment. I think this topic is fascinating though and I appreciate the chance to share my viewpoint on it.

Posted : Sep 30, 2014 03:56


Elisa Gall

"Is there enough room in the Caldecott criteria to accommodate graphic novels, for instance?" Yes, yes, YES! Still, I recognize that it might be difficult for one person to convince the rest of her committee about that. Don’t all books written in the comics format fall under the picture book umbrella? Not all PBs are comics, but all comics are PBs in that they provide the reader (child through adult) with an experience in which illustrations play a vital role. The term “graphic novel” makes me a little bit uneasy, because it is thrown out there with books that are not novels at all, like MARCH (nonfiction) or FAIRY TALE COMICS (short story compilation). I prefer the terms comics or graphics—as these feel more inclusive. I find it interesting that when PBs that are essentially comics (IN THE NIGHT KITCHEN, MR. WUFFLES!,etc.) receive recognition, no one questions them. As soon as a longer comic (such as EL DEAFO) comes up in conversation, there is hesitancy. Might this reluctance to define comics as a type of picture book be more of an issue of length (or age of audience) than author’s style? Robin, I appreciate how you pointed out how a picture book like VULTURE VIEW can win multiple awards. Given that we’ve already seen comics honored for the Geisel (STINKY), CSK (MARCH), and Sibert (TO DANCE), I don’t think it’ll be too long before we see a truly distinguished, longer-length comic get a Caldecott nod.

Posted : Sep 30, 2014 01:11

Robin Smith

Last year, I talked about it here and I don't think I won any converts. https://www.hbook.com/2013/10/blogs/calling-caldecott/picture-books-books-graphic-elements/ But, I agree with everything you said in your post. I have been trying--in between teaching and other stuff--to follow the visual literacy thread on CCBC-NET and it was bubbling in my head as I was noticing all the subtleties of Bell's art. I was wowed when on 49 in the lower frames, the girls hold hands across the frame. Now compare that to 149 where Cece thinks she has lost her friend Martha forever. There are so many moments like that where the color, line, panel and design tell more than the words do. I just loved it and think it is a picture book. And there is not a thing in the criteria that tells me it is not. And I am hoping everyone in the world reads this one! There are so many experts in this area of comics or graphics (or whatever we should call these books) that one day...they will move a committee forward. on MARCH and TO DANCE and, of course, STINKY.

Posted : Sep 30, 2014 01:11

Bradin

I'm curious why you think not all picturebooks are comics. My two cents: picturebooks and comics are unique and separate artforms, with unique and separate histories, conventions, and so on. They borrow from each other, sure, and you can find examples where the line between them is blurred, but the definitions are still useful and should be maintained. I admit that a strict interpretation of the Caldecott criteria might allow for comics to be considered by the committee (Jonathan Hunt made a strong case for this last year), and so, as long as the language stays fuzzy, there's always a chance a long comic could win. I just hope it never happens.

Posted : Sep 30, 2014 01:11


Robin Smith

I am sorry. That was a bit of a long-winded post. Sorry.

Posted : Sep 29, 2014 06:30


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